Tag Archives: SOX

How SOX, FINRA, and Financial Compliance Impacts Data Backup and Retention

Public companies and financial organizations face many compliance requirements driven by external regulations or internal requirements. These have far-reaching impacts on IT’s data management and record retention strategies. To meet these mandates, publicly traded companies, their audit firms, wealth management firms and brokers need to keep abreast of requirements while minimizing the impact on DataOps
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